IMPORTANT CONSUMER INFORMATION

This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:

• Representatives of a Registered Broker-Dealer (“BD”) or Reigstered Investment Advisor (“IA”) may only conduct business in a state if the Representatives and the BD or IA they represent, (a) satisfy the qualification requirements of, and are approved do business by, that state; or (b) are excluded or exempted from that state’s registration requirements.
• Representatives of a BD or IA are deemed to conduct business in a state to the extent they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
• We are registered to offer securities in the following states: Alabama, Florida, Georgia, Michigan, South Carolina, Tennessee, Utah and Vermont